Patch Management Compliance Audit Checklist

This patch management compliance audit checklist ensures compliance with NIST SP 800-40 Rev.4 enterprise patch management guidance, CIS Controls v8.1 Control 7 continuous vulnerability management, PCI DSS v4.0 Requirement 6.3 security patches, and SOC 2 Type II change management controls. Designed for patch management teams to monthly audit patching coverage, SLA compliance, and exception management. Complete all sections monthly.

  • Industry: Telecommunications & IT
  • Frequency: Monthly
  • Estimated Time: 1-2 hours
  • Role: Patch Management Administrator / Security Analyst
  • Total Items: 30
  • Compliance: NIST SP 800-40 Rev.4 Enterprise Patch Management, CIS Controls v8.1 Control 7 Vulnerability Management, PCI DSS v4.0 Requirement 6.3 Security Patches, SOC 2 Type II CC8.1 Change Management, NIST SP 800-53 SI-2 Flaw Remediation

Patch Coverage

Asset coverage in patch management program.

  • Endpoint patch agent coverage >= 98%?
  • Server patch coverage >= 98%?
  • Network devices in patch management scope?
  • Cloud workloads (EC2, VMs) in patch management scope?
  • New assets deployed this month added to patch scope within 24 hours?

Critical Patch Compliance

Critical and high severity patch SLA compliance.

  • Critical patches (CVSS >= 9.0) applied within 14 days?
  • High severity patches (CVSS 7.0-8.9) applied within 30 days?
  • CISA KEV catalog vulnerabilities patched per BOD 22-01 deadlines?
  • Zero-day vulnerabilities with active exploitation responded to within 24 hours?
  • Critical patch compliance rate >= 95%?

Patch Testing and Deployment

Patch testing process and deployment methodology.

  • Patches tested in non-production before production deployment?
  • Ring/wave deployment model followed?
  • Rollback procedure available and tested?
  • All patches deployed via change management process?
  • Patch-related downtime within acceptable windows?

Exceptions and Waivers

Unpatched system exception management.

  • All patch exceptions documented with risk acceptance?
  • All exception waivers have defined expiry dates?
  • Compensating controls in place for unpatched critical systems?
  • Exceptions approved by appropriate authority (CISO/risk committee)?
  • Legacy/unsupported systems isolated from network?

Vulnerability Scanning and Verification

Scanning program and patch verification.

  • Weekly authenticated vulnerability scans completed?
  • Scan coverage >= 95% of in-scope assets?
  • Patches verified via rescan after deployment?
  • Vulnerability count trending downward month-over-month?
  • Vulnerability Scan Summary Screenshot

Metrics and Monthly Reporting

Patch management KPIs and management reporting.

  • Key KPIs tracked (compliance rate, MTTR, exception count)?
  • Monthly patch compliance report prepared?
  • Report reviewed by security management?
  • PCI DSS patch compliance metrics prepared (if applicable)?
  • Continuous improvement actions identified?

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Why Use This Patch Management Compliance Audit Checklist?

This patch management compliance audit checklist helps telecommunications & it teams maintain compliance and operational excellence. Designed for patch management administrator / security analyst professionals, this checklist covers 30 critical inspection points across 6 sections. Recommended frequency: monthly.

Ensures compliance with NIST SP 800-40 Rev.4 Enterprise Patch Management, CIS Controls v8.1 Control 7 Vulnerability Management, PCI DSS v4.0 Requirement 6.3 Security Patches, SOC 2 Type II CC8.1 Change Management, NIST SP 800-53 SI-2 Flaw Remediation. Regulatory-aligned for audit readiness and inspection documentation.

Frequently Asked Questions

What does the Patch Management Compliance Audit Checklist cover?

This checklist covers 30 inspection items across 6 sections: Patch Coverage, Critical Patch Compliance, Patch Testing and Deployment, Exceptions and Waivers, Vulnerability Scanning and Verification, Metrics and Monthly Reporting. It is designed for telecommunications & it operations and compliance.

How often should this checklist be completed?

This checklist should be completed monthly. Each completion takes approximately 1-2 hours.

Who should use this Patch Management Compliance Audit Checklist?

This checklist is designed for Patch Management Administrator / Security Analyst professionals in the telecommunications & it industry. It can be used for self-assessments, team audits, and regulatory compliance documentation.

Can I download this checklist as a PDF?

Yes, this checklist is available as a free PDF download. You can also use it digitally in the POPProbe mobile app for real-time data capture, photo documentation, and automatic reporting.

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