SaaS Vendor Security Assessment Checklist

This SaaS vendor security assessment checklist ensures compliance with SOC 2 Type II trust service criteria, ISO 27001:2022 supplier relationship controls (A.5.19-A.5.22), CSA STAR cloud security requirements, and NIST SP 800-53 third-party controls. Designed for IT security analysts and vendor risk managers to evaluate cloud vendor security posture before contract execution. Complete all sections for each SaaS vendor.

  • Industry: Telecommunications & IT
  • Frequency: Annually
  • Estimated Time: 2-3 hours
  • Role: IT Security Analyst / Vendor Risk Manager
  • Total Items: 30
  • Compliance: SOC 2 Type II Trust Services Criteria, ISO 27001:2022 A.5.19-A.5.22 Supplier Security, CSA STAR Cloud Security Alliance, NIST SP 800-53 SA-9 Third-Party Security, SIG Questionnaire (Shared Assessments)

Compliance Certifications

Verify vendor holds required security certifications.

  • SOC 2 Type II report available and current (< 12 months)?
  • ISO 27001:2022 certification current?
  • CSA STAR registration or certification obtained?
  • Annual penetration test completed by independent firm?
  • Vulnerability management program documented?

Data Security Controls

Data handling, encryption, and access controls.

  • Data encrypted at rest (AES-256 or equivalent)?
  • Data encrypted in transit (TLS 1.2+)?
  • Data residency location confirmed and contractually bound?
  • Multi-tenant data isolation confirmed?
  • Data deletion/return process defined at contract termination?

Access and Identity Management

User access and identity security controls.

  • Multi-factor authentication supported and enforced?
  • SSO/SAML 2.0 integration supported?
  • Role-based access control (RBAC) available?
  • Vendor admin access to customer data restricted and logged?
  • Privileged access management (PAM) controls in place?

Incident Response and Breach Notification

Vendor incident response capabilities and notification obligations.

  • Incident response plan documented and tested?
  • Breach notification SLA contractually defined (< 72 hours)?
  • Historical security incidents disclosed?
  • Uptime SLA defined and meets requirements (>= 99.9%)?
  • Public status page available for monitoring?

Business Continuity and Resilience

Vendor DR and business continuity capabilities.

  • Disaster recovery plan documented?
  • DR tested annually with results available?
  • RTO/RPO commitments contractually defined?
  • Geographic redundancy implemented?
  • List of sub-processors/sub-contractors available?

Contractual and Legal Compliance

Contract terms and regulatory compliance verification.

  • Data Processing Agreement (DPA) signed?
  • Audit rights included in contract?
  • Right to cure/termination for security breach included?
  • Cyber liability insurance verified?
  • Overall Vendor Risk Rating

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Why Use This SaaS Vendor Security Assessment Checklist?

This saas vendor security assessment checklist helps telecommunications & it teams maintain compliance and operational excellence. Designed for it security analyst / vendor risk manager professionals, this checklist covers 30 critical inspection points across 6 sections. Recommended frequency: annually.

Ensures compliance with SOC 2 Type II Trust Services Criteria, ISO 27001:2022 A.5.19-A.5.22 Supplier Security, CSA STAR Cloud Security Alliance, NIST SP 800-53 SA-9 Third-Party Security, SIG Questionnaire (Shared Assessments). Regulatory-aligned for audit readiness and inspection documentation.

Frequently Asked Questions

What does the SaaS Vendor Security Assessment Checklist cover?

This checklist covers 30 inspection items across 6 sections: Compliance Certifications, Data Security Controls, Access and Identity Management, Incident Response and Breach Notification, Business Continuity and Resilience, Contractual and Legal Compliance. It is designed for telecommunications & it operations and compliance.

How often should this checklist be completed?

This checklist should be completed annually. Each completion takes approximately 2-3 hours.

Who should use this SaaS Vendor Security Assessment Checklist?

This checklist is designed for IT Security Analyst / Vendor Risk Manager professionals in the telecommunications & it industry. It can be used for self-assessments, team audits, and regulatory compliance documentation.

Can I download this checklist as a PDF?

Yes, this checklist is available as a free PDF download. You can also use it digitally in the POPProbe mobile app for real-time data capture, photo documentation, and automatic reporting.

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