Cloud Compliance and Regulatory Audit Readiness Checklist

This cloud compliance and regulatory audit readiness checklist covers multi-framework cloud controls for SOC 2 CC6-CC9, FedRAMP Moderate baseline, HIPAA Security Rule cloud provisions, PCI DSS v4.0 cloud hosting, ISO/IEC 27001:2022, and GDPR Article 28 processor requirements. Designed for compliance and cloud engineering teams.

  • Industry: Telecommunications & IT
  • Frequency: Quarterly
  • Estimated Time: 40-55 minutes
  • Role: Cloud Compliance Manager / GRC Engineer
  • Total Items: 11
  • Compliance: SOC 2 Trust Service Criteria CC6-CC9, FedRAMP Moderate Security Baseline (NIST SP 800-53), HIPAA Security Rule 45 CFR Parts 164.306-164.318, PCI DSS v4.0 Cloud Hosting Requirements, GDPR Article 28 Processor Requirements

Shared Responsibility Model

Customer vs. cloud provider control ownership documentation.

  • Shared responsibility model documented for all in-scope cloud services?
  • Cloud provider compliance reports (SOC 2, FedRAMP, ISO 27001) obtained?
  • Data Processing Agreement (DPA) signed with cloud provider (GDPR Art 28)?
  • Cloud provider subprocessor list reviewed for new additions?

Data Residency and Sovereignty

Geographic data storage compliance and restrictions.

  • Regulated data (PII, PHI, PAN) confirmed stored only in approved regions?
  • No unintended cross-region data replication enabled on regulated data stores?
  • Business justification for each active region documented in asset registry?

Encryption and Key Management

CMK policy, key rotation, and access audit.

  • Customer-managed keys (CMK) used for all regulated data encryption?
  • Annual KMS key rotation enabled and documented?
  • Key usage audit logs reviewed quarterly for unauthorized access?
  • Cloud Compliance Audit Notes

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Why Use This Cloud Compliance and Regulatory Audit Readiness Checklist?

This cloud compliance and regulatory audit readiness checklist helps telecommunications & it teams maintain compliance and operational excellence. Designed for cloud compliance manager / grc engineer professionals, this checklist covers 11 critical inspection points across 3 sections. Recommended frequency: quarterly.

Ensures compliance with SOC 2 Trust Service Criteria CC6-CC9, FedRAMP Moderate Security Baseline (NIST SP 800-53), HIPAA Security Rule 45 CFR Parts 164.306-164.318, PCI DSS v4.0 Cloud Hosting Requirements, GDPR Article 28 Processor Requirements. Regulatory-aligned for audit readiness and inspection documentation.

Frequently Asked Questions

What does the Cloud Compliance and Regulatory Audit Readiness Checklist cover?

This checklist covers 11 inspection items across 3 sections: Shared Responsibility Model, Data Residency and Sovereignty, Encryption and Key Management. It is designed for telecommunications & it operations and compliance.

How often should this checklist be completed?

This checklist should be completed quarterly. Each completion takes approximately 40-55 minutes.

Who should use this Cloud Compliance and Regulatory Audit Readiness Checklist?

This checklist is designed for Cloud Compliance Manager / GRC Engineer professionals in the telecommunications & it industry. It can be used for self-assessments, team audits, and regulatory compliance documentation.

Can I download this checklist as a PDF?

Yes, this checklist is available as a free PDF download. You can also use it digitally in the POPProbe mobile app for real-time data capture, photo documentation, and automatic reporting.

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