Annual Regulatory Compliance Review Checklist [FREE PDF]

Compliance officers and operations directors use this checklist for annual regulatory compliance review covering OSHA, EPA, ADA, EEOC, and other federal and state workplace obligations.

  • Industry: General / All Industries
  • Frequency: Annually
  • Estimated Time: 30-45 minutes
  • Role: Compliance Officer
  • Total Items: 8
  • Compliance: OSHA 29 CFR 1910, EPA, ADA, EEOC

Safety & Environmental Compliance

Review OSHA and EPA compliance status.

  • Is the OSHA 300 log current and posted during the required February-April period?
  • Are all required written safety programs (HazCom, LOTO, respiratory) current and reviewed?
  • Are EPA requirements (Tier II, TRI, SPCC, stormwater permits) current if applicable?
  • Safety and environmental notes

Employment & HR Compliance

Review employment law and HR compliance status.

  • Are all required federal and state labor law posters displayed and current?
  • Are I-9 employment eligibility forms complete and stored per retention requirements?
  • Are required training programs (harassment, ethics, safety) completed for all employees?
  • HR compliance notes

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Why Use This Annual Regulatory Compliance Review Checklist [FREE PDF]?

This annual regulatory compliance review checklist [free pdf] helps general / all industries teams maintain compliance and operational excellence. Designed for compliance officer professionals, this checklist covers 8 critical inspection points across 2 sections. Recommended frequency: annually.

Ensures compliance with OSHA 29 CFR 1910, EPA, ADA, EEOC. Regulatory-aligned for audit readiness and inspection documentation.

Frequently Asked Questions

What does the Annual Regulatory Compliance Review Checklist [FREE PDF] cover?

This checklist covers 8 inspection items across 2 sections: Safety & Environmental Compliance, Employment & HR Compliance. It is designed for general / all industries operations and compliance.

How often should this checklist be completed?

This checklist should be completed annually. Each completion takes approximately 30-45 minutes.

Who should use this Annual Regulatory Compliance Review Checklist [FREE PDF]?

This checklist is designed for Compliance Officer professionals in the general / all industries industry. It can be used for self-assessments, team audits, and regulatory compliance documentation.

Can I download this checklist as a PDF?

Yes, this checklist is available as a free PDF download. You can also use it digitally in the POPProbe mobile app for real-time data capture, photo documentation, and automatic reporting.

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