Product Traceability & Lot Control Checklist [FREE PDF]

Quality managers and production supervisors use this checklist per ISO 9001:2015 Clause 8.5.2 identification and traceability requirements for maintaining lot control throughout manufacturing.

  • Industry: Manufacturing
  • Frequency: Weekly
  • Estimated Time: 10-15 minutes
  • Role: Quality Manager
  • Total Items: 8
  • Compliance: ISO 9001:2015 Clause 8.5.2, FDA 21 CFR 820.86

Lot Identification & Marking

Verify lot identification and marking practices.

  • Are all materials and WIP identified with lot/batch numbers throughout production?
  • Can raw material lot numbers be traced to finished product lot numbers?
  • Are lot segregation practices preventing commingling of different lots?
  • Lot identification notes

Recall Readiness & Mock Recall

Verify traceability system supports recall readiness.

  • Has a mock recall been conducted within the past 12 months with results documented?
  • Can forward traceability identify all customers who received a specific lot?
  • Can the full trace (raw material to customer) be completed within target time (typically 4 hours)?
  • Recall readiness notes

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Why Use This Product Traceability & Lot Control Checklist [FREE PDF]?

This product traceability & lot control checklist [free pdf] helps manufacturing teams maintain compliance and operational excellence. Designed for quality manager professionals, this checklist covers 8 critical inspection points across 2 sections. Recommended frequency: weekly.

Ensures compliance with ISO 9001:2015 Clause 8.5.2, FDA 21 CFR 820.86. Regulatory-aligned for audit readiness and inspection documentation.

Frequently Asked Questions

What does the Product Traceability & Lot Control Checklist [FREE PDF] cover?

This checklist covers 8 inspection items across 2 sections: Lot Identification & Marking, Recall Readiness & Mock Recall. It is designed for manufacturing operations and compliance.

How often should this checklist be completed?

This checklist should be completed weekly. Each completion takes approximately 10-15 minutes.

Who should use this Product Traceability & Lot Control Checklist [FREE PDF]?

This checklist is designed for Quality Manager professionals in the manufacturing industry. It can be used for self-assessments, team audits, and regulatory compliance documentation.

Can I download this checklist as a PDF?

Yes, this checklist is available as a free PDF download. You can also use it digitally in the POPProbe mobile app for real-time data capture, photo documentation, and automatic reporting.

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